89th Legislature Regular Session

SB 2342

Overall Vote Recommendation
Vote Yes; Amend
Principle Criteria
Free Enterprise
Property Rights
Personal Responsibility
Limited Government
Individual Liberty
Digest
SB 2342 seeks to amend provisions of the Texas Estates Code governing the application process for guardianship appointments. The bill primarily revises Section 1101.001(b) to require significantly more detailed information from individuals filing for the appointment of a guardian. These new requirements include additional disclosures about the proposed ward's personal and family background, financial assets, and existing legal relationships such as powers of attorney. Applicants must also provide information on whether alternatives to guardianship have been considered and whether those alternatives are feasible.

Additionally, SB 2342 modifies Section 1104.402 of the Estates Code, changing the scope and language regarding the duties of county clerks in guardianship proceedings. Specifically, the bill expands the clerk’s obligation to obtain criminal history record information for individuals being considered for guardianship appointments. It clarifies that this duty applies broadly, excluding only a few exceptions, and allows clerks to collect a fee for obtaining and processing such records. This provision is intended to enhance the vetting of prospective guardians, particularly private professional guardians certified under state law.

Overall, SB 2342 aims to bolster the integrity and transparency of the guardianship system in Texas by increasing the informational burden on applicants and enhancing background check requirements. These measures are designed to protect proposed wards, especially the elderly or disabled, from potential exploitation or unfit guardianship.
Author
Judith Zaffirini
Sponsor
Richard Hayes
Fiscal Notes

According to the Legislative Budget Board (LBB), SB 2342 is not expected to have a significant fiscal impact on the state. The bill’s requirements—primarily the expanded application content for guardianship and the obligation for court clerks to obtain criminal history record information—are assumed to be implementable within existing resources. This suggests that the infrastructure and administrative capacity to handle these additional responsibilities already exist within the Office of Court Administration and county clerks' offices.

Similarly, the bill is projected to have no significant fiscal implications for local governments. While SB 2342 may impose additional procedural and clerical responsibilities at the county level, particularly on court clerks who must collect and process more detailed information and criminal background checks, these duties are not expected to require substantial new spending or staffing. The option for clerks to charge a fee for the background checks may further offset any marginal costs.

In summary, SB 2342 is considered a low-cost measure with administrative implications that are manageable under current state and local government capacities. It achieves expanded oversight of guardianship applications without requiring new appropriations or significant fiscal changes at any level of government.

Vote Recommendation Notes

SB 2342 seeks to improve Texas guardianship law by refining the application process and the scope of required criminal background checks. The bill clarifies that only individuals who will have actual care and custody of a proposed ward or the ward’s estate, rather than any person who might merely have contact, must undergo fingerprint-based criminal background checks. This distinction is important because it protects the integrity of the guardianship process without unduly burdening peripheral figures like medical providers or contracted service personnel. In doing so, the bill reflects a measured attempt to align statutory practice with the principles of individual responsibility and protection of vulnerable persons.

The legislation also enhances judicial efficiency by aligning requirements more precisely with actual custodial responsibilities, ensuring that background checks are targeted and meaningful. This shift helps reduce administrative overhead for courts and applicants, strengthening the effectiveness of guardianship proceedings without adding undue cost or regulatory burden. It affirms the principle of limited government by focusing regulatory scrutiny where it is truly necessary, while preserving due process protections for individuals.

However, while the bill appropriately narrows who is subject to background checks, it expands the types of personal information collected and reported, including contact details and dates of birth for individuals working on behalf of the guardian. It also mandates notification of changes to these designations. While these provisions support transparency, they raise concerns related to individual liberty and data privacy. The bill would benefit from amendments that explicitly limit data retention, ensure secure handling of sensitive personal information, and clarify who may access and use that information. These safeguards would further align the bill with constitutional protections and mitigate the risk of bureaucratic overreach or unintended consequences.

From a fiscal perspective, the bill is responsible. The Legislative Budget Board projects no significant financial impact to state or local governments, and it anticipates that any administrative costs will be absorbed with existing resources. This aligns with liberty principles by avoiding new spending or unfunded mandates.

In sum, SB 2342 makes meaningful and constructive reforms to guardianship law that uphold core liberty principles. While there are identifiable areas for improvement, particularly concerning the privacy of individuals associated with guardians, it is not necessary to condition support for the bill on the adoption of these amendments. Therefore, Texas Policy Research recommends that lawmakers vote YES on SB 2342 while also considering amendments as described above to strengthen the bill.

  • Individual Liberty: The bill supports individual liberty by protecting vulnerable wards through better screening of those who would have custodial authority over them. By narrowing background check requirements to only those individuals with actual “care and custody” responsibilities, the bill avoids unnecessary surveillance of peripheral parties like medical professionals or support workers. This correction respects the liberty of those individuals by reducing unwarranted government intrusion into their personal lives. However, the bill does expand the scope of personal information that must be disclosed, such as full names, addresses, phone numbers, and dates of birth of individuals who work on behalf of a guardian. Without clear statutory limits on how this data is stored, accessed, or shared, there is a potential risk to privacy. While the intent is clearly protective, stronger safeguards would better uphold the principle of individual liberty by minimizing the risk of misuse or overcollection of personal data.
  • Personal Responsibility: The bill reinforces personal responsibility by making guardians accountable for disclosing who is acting on their behalf and for ensuring that those individuals meet minimum suitability standards. By requiring criminal background checks for custodial designees—even when the guardian is a certified professional or attorney—the bill affirms that those who exercise authority over another person’s life or property must do so with integrity and transparency. This ensures that legal responsibility is taken seriously and that guardians understand the weight of their fiduciary role.
  • Free Enterprise: While the bill does not directly regulate business activity, it may indirectly affect the guardianship services market. Private professional guardians and law firms offering guardianship services may face slightly more administrative overhead in disclosing and vetting support personnel. However, the bill does not impose any new licensure, penalties, or barriers to entry. If anything, the clarity it brings to the guardianship process may reduce compliance costs over time by eliminating unnecessary checks on unrelated parties.
  • Private Property Rights: Wards often have estates or financial assets that must be managed by others. The bill ensures that only qualified individuals may gain access to those assets by screening for criminal history among those in custodial roles. This protects a ward’s property from theft, exploitation, or mismanagement. The requirement that courts be notified of any personnel changes ensures that oversight continues beyond the initial appointment. These provisions safeguard the property rights of those who are legally incapacitated, aligning closely with this liberty principle.
  • Limited Government: The bill demonstrates a conscious effort to limit overreach by specifying who must undergo background checks and why. Previously, courts were applying background checks broadly, which led to inefficiencies and arguably unnecessary invasions of privacy. By tightening the scope of these checks, the bill restricts government power to only those situations where intervention is truly necessary for public protection. However, without explicit limitations on data collection and storage, there's a risk that the clerical role in processing sensitive information could expand beyond the bill’s intent. This aspect of the bill would benefit from further refinement to ensure government power is exercised narrowly and with due respect for privacy and due process.
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